Compliance Officer

Job Description

Role & responsibilities

1. Preparing regulatory reports and dealing with regulators (RBI)

2. Representing the company before the regulator and external stakeholders on risk, compliance and audit issues

3. Preparing data as and when required by regulators or management

4. Investigate the fraudulent instances observed on the TREDS platform and presenting it to seniors

5.Reviewing policies and procedures of the company on an annual basis and suggesting changes with respect to regulatory changes

6. Review of product and process to ensure that the vulnerability of the same from a fraud risk management perspective is addressed reasonably

7. Coordinate with internal/external auditors in timely completion of audit and closure of open observations.

Preferred candidate profile

Independently handled Fraud prevention techniques, good law enforcement liaisoning
Excellent communication skills for dealing with RBI and Board of directors on compliance related issues
Good knowledge of data analytical, data reporting, MIS, excel and word, etc.
Ready to handle pressure and multi-tasking
Quickly identify and report emerging trends
Maintain and circulate fraud and audit related MIS to all stakeholders

Qualification required - Company Secretary or CA

Perks and benefits

5 days working

Work with leading FinTech company