Compliance Manager

Job Description

Role Overview:

The Individual is responsible for overseeing and ensuring Jio Credits adherence to regulatory compliance requirements, especially under RBI guidelines for NBFCs and Credit Companies. The role involves spearheading Anti-Money Laundering (AML),

Countering Financing of Terrorism (CFT), and KYC compliance, alongside leading

regulatory inspections, compliance audits, and governance controls.

Key Responsibilities:

1. Regulatory Compliance & Governance

• Develop and implement a comprehensive compliance framework in line with RBI, FIU-IND, and NHB requirements.
• Monitor evolving regulatory frameworks and ensure internal processes arewith the latest aligned regulations.
• Report periodically to senior management and the Board on compliance risks,

regulatory changes, inspection outcomes, and closure status.

• Maintain updated repositories of regulatory circulars, notices, and compliance guidelines.

2. AML & KYC Program Management

• Oversee the AML/KYC policy, including customer due diligence, transaction

monitoring, and suspicious transaction reporting.

• Ensure timely submission of regulatory reports: CTR, STR, NTR, and CCR to

FIU-IND.

• Coordinate implementation and calibration of AML tools and technologies for alert generation and transaction tracking.
• Liaise with law enforcement and regulatory authorities in case of suspicious

activity inquiries.

3. Regulatory Inspections & Interaction

• Act as the key liaison between the organization and regulatory bodies (RBI,

FIU-IND, etc.)

• Coordinate internal teams to prepare for regulatory audits and inspections.
• Draft accurate responses to inspection observations, communication with

regulators, and ensure timely closure of directives.

• Represent the organization in compliance meetings, workshops, and regulatory

forums.

4. Compliance Training & Culture

• Lead the design and execution of compliance training programs for employees

across levels.

• Promote a compliance-first mindset in business, technology, operations, and

customer-facing units.

Educational & Professional Qualifications:

• MBA in Finance or related fields.
• Certification in AML/KYC from recognized institutions (e.g., IIBF). Prior

appointment as Principal Officer under FIU-IND or IRDAI preferred.

Experience:

• Minimum 1215 years of relevant experience in regulatory compliance, AML/KYC,

and audit, specifically in NBFCs, Fintech, Housing Finance, or Insurance.

• Experience handling RBI or NHB inspections and managing regulatory

submissions.

• Exposure to compliance systems such as Lawrbit, LCMS, FINNET, etc.

Technical Skills:

• Working knowledge of compliance tools and platforms: LCMS, CIMS, PWC,

Lawrbit.

• Familiarity with AML monitoring systems and FinTech regulatory environments.

Personality Traits:

• Detail-oriented, strong analytical skills, with a proactive approach to regulatory

challenges.

• Effective communicator with experience in cross-functional collaboration and

decision-making.

• Ethical, risk-conscious, and committed to fostering a culture of compliance and

transparency.

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