Compliance Associate/Analyst
Jio Blackrock Investment Advisers
- Posted: 5 months ago
- Openings: 10
- Applicants: 0
Job Description
Job Title: Compliance Associate/Analyst
Work location: Worli, Mumbai
Industry: Financial services
Role & responsibilities
Regulatory Compliance
- Managing day to day Compliance and Anti Money Laundering related for WMC business.
- Monitor and interpret, drafting summary of the applicable regulations (SEBI, AMFI, RBI, DPDP Act, GDPR wherever relevant).
- Assistance in ensuring timely filings and reporting/submissions to regulatory authorities.
Policy Development & Implementation
- Draft, review, and update compliance policies and procedures. o Conduct periodic audits to ensure adherence. • Training & Awareness Assistance in conducting compliance training for employees and stakeholders.
Training & Awareness
- Assistance in conducting compliance training for employees and stakeholders.
Other compliance activities such as
- Assist in preparing compliance reports/decks/presentation/MIS as and when required.
- Partnering with internal terms on compliance related matters such as marketing materials reviews, etc.
- Additional Responsibilities
- Create and maintain legal agreements, contracts, and trackers o Participate in global/regional Legal & Compliance calls, initiatives, and projects.
- Collaborate with colleagues across offices to ensure global best practices.
- Support ad-hoc projects and initiatives related to Legal and Secretarial
More Info
Education
Any Graduate
Not Disclosed
Required Skills
Regulatory Compliance
Compliance Management
Legal compliance
SEBI Regulations
Legal
Regulatory
compliance
Management
Contact Details
Jio Blackrock Investment Advisers
+91 987654567
investmentadvisers@jioblackrock.com
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