Chief Compliance Officer
Smart Source
- Posted: 5 months ago
- Openings: 10
- Applicants: 0
Job Description
1) Ensure compliance of regulatory/ supervisory directions of RBI for Middle layer NBFC.
(2) Designed and implemented a comprehensive compliance testing manual for RBI requirements.
(3) Handled RBI inspection and risk based supervisory audits and submission of response to RBI.
(4) Draft, review of key policies under NBFC regulations, Companies Act, 2013 and SEBI.
(5) Filing of returns and forms with RBI and MCA.
(6) Monitoring and reporting of Anti-Money Laundering transactions with FIU.
(7) Compliance relating to Companies Act, 2013, SEBI, RBI, FEMA (FDI) etc.
(8) Compliances relating to issuance & listing of Debentures.
(9) Facilitating training on Compliance policies including on FPC and KYC.
(10) Collaboration with cross functional teams for implementation of compliance regulations.
(11) Managed full Board & Committee governance including Agenda, notices and Minutes.
(12) Led corporate actions including Merger, name change, capital infusion etc.
Interested candidates kindly share your resume on anju@smart-source.in
Regards,
Anju Salunke
Smart Source
More Info
Education
Required Skills
Contact Details
Latest Job
Similar Jobs
- 1 years
- Mumbai
- 19 Hours
- 2 years
- Mumbai
- 19 Hours
- Fresher
- Mumbai
- 19 Hours
- Fresher
- Mumbai
- 19 Hours
- 1 years
- Mumbai
- 19 Hours
- Fresher
- Kolkata
- 19 Hours